Compliance Officer - Private Clients - £70k- £90k

FO1470 | Financial Services

London | £70000 - £90000 per annum + Excellent benefits | Permanent

Compliance Officer - Private Clients - £70,000 - £90,000

My client is a Wealth Management organisation they are currently looking for a Compliance Officer to join their highly successful team in The City.

Candidate requirements:
* Applicants MUST have experience working in the Elite Retail/Private clients space.
* Knowledge and experience of CASS and COBS compliance.
* Experience of performing CF10 and CF11 functions
* Participate as a member including presentation of reports as required to the Executive Committee, Board of Directors, Risk Committee and Audit Committee.
* Strong knowledge of financial crimes requirements AML,KYC, Risk profiling.
* Interpret and ensure business meets all applicable requirements of FSA Rules and Regulations as contained in the FSA Handbook and other applicable domestic or international regulations.

To be considered for this role, please reply with your up-to-date CV attached or call Francis Ondoro on 0117 905 5345 to discuss this in more detail.

Please contact Francis Ondoro for further information.

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