CASS/COBS - Compliance Officer - £70k - Somerset

FO1201 | Financial Services

South West | £60000 - £70000 per annum + Benefits | Permanent

CASS/COBS - Compliance Officer - £70,000 - Somerset


Compliance Officer urgently required!

I am looking for an experienced Compliance professional with a background Investment Management (Private Clients) to work for my rapidly growing client based in Yeovil. (There is a possibility of splitting the role between the Yeovil and London offices).

Requirements

**I'm particularly interested in speaking to candidates who are very well versed in private client discretionary management and would have a good understanding of the client money regulations CASS, and be part of the ICCAP process**

* Must have an awareness and up-to-date knowledge of FSA regulations
* The successful Compliance Officer will be required to have an ability to deal with large amounts of complex information and translate it into a digestible format for other members of the team
*The ideal candidate would have a background within an Investment Management organisation
* FSA registered

This is a superb opportunity to play a pivotal role within a growing organisation and would suit someone who is looking for a move to a smaller organisation where you will have more autonomy and exposure to a more diverse range of challenges.

Please apply with your up-to-date CV immediately or call Francis Ondoro on 0117 905 5345 to discuss the role further.

Please contact Francis Ondoro for further information.

Please Login or Register to apply for this job

back to search results

Industry News

More News